Англо-русский экономический словарь.
Series 14 — is a qualification examination administered to compliance officials at New York Stock Exchange (NYSE) registered broker/dealers. The 110 question test is intended to ensure that individuals designated as having overall day to day compliance… … Wikipedia
Series 72 — An exam administered by the Financial Industry Regulatory Authority (FINRA) for individuals seeking to become government securities limited representatives for registered broker/dealers. Series 72 license holders can sell government bonds and… … Investment dictionary
Registered Representative — A Registered Representative, also called a General Securities Representative, a Stock Broker, or an Account Executive, is an individual who is licensed to sell securities and has the legal power of an agent. Registered Representatives usually… … Wikipedia
Registered Investment Advisor — Investment Advisor (IA) is a non formal designation describing a person or firm in the United States who has registered with the U.S. Securities and Exchange Commission or state regulatory agency (where the primary business is situated or… … Wikipedia
Series 39 — A two hour exam offered by the Financial Industry Regulatory Authority (FINRA) that tests a person s knowledge of how direct participation programs (DPPs) are structured, how to manage registered representatives within a broker/dealer, and the… … Investment dictionary
Series 42 — An exam offered by the Financial Industry Regulatory Authority (FINRA) for financial professionals seeking to become licensed options representatives for a FINRA member broker/dealer or principal. The test consists of 50 questions taken over 1.5… … Investment dictionary
Series 51 — An exam offered by the Financial Industry Regulatory Authority (FINRA) and overseen by the Municipal Securities Rulemaking Board (MSRB). The Series 51 is a limited principal exam for managers of broker/dealers who have already earned the Series… … Investment dictionary
Stock broker — A stock broker or stockbroker is a regulated professional broker who buys and sells shares and other securities through market makers or Agency Only Firms on behalf of investors. A broker may be employed by a brokerage firm. Contents 1 Services… … Wikipedia
Commodity broker — A commodity broker is a firm or individual who executes orders to buy or sell commodity contracts on behalf of clients and charges them a commission. A firm or individual who trades for his own account is called a trader. Commodity contracts… … Wikipedia
List of The Apprentice candidates (UK) series six — The following is a list of candidates from the British reality television series The Apprentice. The programme began in 2005 and is currently on series seven. Candidates are listed alphabetically by series; individual candidate information is… … Wikipedia
Murder One (TV series) — Murder One The major cast of Murder One Format Legal drama Created by Steven Bochco Charles H. Eglee … Wikipedia
